A foreign private issuer settled SEC charges for failing to make required disclosures concerning certain "trends and uncertainties" that resulted in materially misleading financial results.

A broker-dealer settled FINRA charges for Order Audit Trail System reporting violations.

SEC and Public Company Accounting Oversight Board leaders alerted market participants to potential impacts from the coronavirus on financial disclosure and reporting.

The proposed CFTC amendments to Rules Part 36, Part 37 and Part 43 designed to incorporate previously issued no-action relief were published in the Federal Register.

Revisions to the Electronic Data Gathering, Analysis and Retrieval System Filer Manual, and to the associated rule under Regulation S-T made by the SEC, were published in the Federal Register.