FinCEN named Michael Mosier as the agency's first Digital Innovation Officer.

The SEC updated its materials for security-based swap dealer registration, including a questionnaire for non-U.S. security-based swap dealers filing a substituted compliance application.

The Business Conduct Committee of the Chicago Board of Trade banned a trader for violating rules prohibiting wash trades and committing other trade-related offenses.

U.S. Attorney General William P. Barr highlighted ongoing enforcement challenges resulting from immunity provisions under the Communications Decency Act that protect internet service providers from liability for the content of online speech.