The SEC approved a rule change by LCH SA to create a Trade Registration Fund within its CDSClear operations, providing clearing members with margin forbearance to prevent automatic trade rejections when posted collateral is temporarily insufficient.
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The SEC approved a FINRA rule to limit requirements governing the outside activities of associated persons by narrowing the scope of reportable activities to those that are investment-related.
The SEC acknowledged receipt of a Form 1-N notice from North American Derivatives Exchange, Inc., to register as a national securities exchange solely to trade security futures products.
The SEC issued time-limited, conditional exemptions for liquidity providers (dealers) and tokenized securities venues (exchanges) in Tokenized NMS Stock, subject to significant conditions.
The FDIC proposed a rule to restructure its review of merger transactions under Federal Deposit Insurance Act Section 18 by tailoring filing requirements to the risk profile of the merging institutions.