SEC Commissioner Mark Uyeda warned that the SEC does not currently intend to extend the compliance deadlines for its Treasury Clearing Rule (December 31, 2026 for cash transactions and June 30, 2027 for repo), urging market participants to maintain implementation momentum in remarks at the 2026 U.S. Treasury Market Conference.
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The CFTC's Division of Market Oversight warned designated contract markets that event contracts settling on the discrete conduct of an individual, known as "mention markets," face a presumption of being readily susceptible to manipulation.
CFTC Chair Michael S. Selig directed staff to amend rules allowing futures commission merchants to use customer funds in cleared repo transactions ahead of the June 2027 Treasury clearing deadline in remarks at the Treasury Market Conference hosted by the New York Fed.
A broker-dealer that operates an alternative trading system for over-the-counter securities settled SEC charges for failing to maintain written policies and procedures required to protect the security and resiliency of its trading systems.
Six major financial trade associations urged the SEC to finalize its proposed Regulation E-Delivery, which would let firms make electronic delivery the default for investor communications. State securities regulators asked the agency to require an opt-in approach for existing paper customers instead.