The Federal Reserve Board, the FDIC and the OCC made temporary adjustments to the supplementary leverage ratio calculation for certain depository institutions to enable them to expand lending to households and businesses.

A broker-dealer settled FINRA charges for overstating its executed trade volume through a private subscription-based provider of market data.

A broker-dealer settled FINRA charges for inaccurately reporting to the Trade Reporting and Compliance Engine the capacity in which it acted in executing reportable transactions.

In its May disciplinary report, FINRA recapped the actions taken against member firms and individuals for violations of FINRA rules, MSRB rules, and federal securities laws, rules, and regulations.

The SEC adopted amendments to facilitate the implementation of the Consolidated Audit Trail. The amendments impose public transparency and financial accountability requirements.