In a new report, the Congressional Research Service provided an overview of SBA programs, reviewed the history of small business legislation after the 2007-2009 recession and described recent legislation in response to COVID-19.

North American Securities Administrators Association President Christopher Gerold urged Congress to be "very skeptical" concerning legislative actions in response to COVID-19 that could weaken securities laws.

The MSRB provided information on finding COVID-19-related issuer disclosures and other municipal bond-related investor resources.

A broker-dealer settled FINRA charges for executing non- bona-fide fixed income transactions and related supervisory failures.

The CFTC highlighted the risks of investing in commodity exchange-traded products or funds.