NFA reminded members that retail foreign exchange dealers / forex dealer members and introducing brokers must account in their net capital computations for guaranteed obligations and liabilities of subsidiaries or affiliates.

The Federal Reserve Board, the FDIC and the OCC updated "host state loan-to-deposit ratios" for 2020.

NFA updated the Self-Examination Questionnaire to reflect recent amendments to rules on, among others thing, branch office supervision, public communications and disclosure.

A broker-dealer settled FINRA charges for falsely advertising overstated trading volumes in certain securities through a subscription-based provider of market data.

The SEC extended the time period on conditional regulatory relief for registered transfer agents. The extension, from May 30, 2020 to June 30, 2020, was published in the Federal Register.