The MSRB proposed amendments to Board Membership and Board Committee rules to improve MSRB transparency and governance.
News & Insights
The U.S. Court of Appeals for the District of Columbia Circuit reversed an SEC determination that the agency had the authority to undo "unreasonable" Nasdaq exchange "depth-of-book" fee increases.
An international insurance underwriter settled SEC charges for understating in its proxy statements the perquisites and personal benefits paid to its CEO.
FINRA and the national securities exchanges participating in the National Market System Plan Governing the Consolidated Audit Trail amended a previous request to the SEC for exemptive relief from certain reporting requirements.
The CFPB proposed amendments to Truth in Lending regulations that address issues concerning the discontinuation of LIBOR as an index for variable-rate consumer credit products.