SEC Commissioners challenged the Small Business Capital Formation Advisory Committee to address obstacles to raising capital for small businesses and for minority- and women- owned businesses.

President Trump's threatened Executive Order "banning" social media application TikTok prompted Microsoft to announce that it would "continue discussions to explore a purchase of TikTok in the United States."

FinCEN issued new guidance on customer due diligence requirements for covered financial institutions.

A publicly traded global pharmaceutical company and several former executives settled SEC charges for making misleading disclosures to investors in financial reports and earning presentations.

A broker-dealer settled FINRA charges for failing to establish and maintain adequate supervisory systems on private placements for contingency offerings.