A FINRA rule proposal to provide the self-regulatory agency with temporary relief from certain enforcement and other procedural requirements was published in the Federal Register
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The New York Mercantile Exchange, a subsidiary of CME, settled CFTC charges for improper disclosures of customers' trading activity by two former NYMEX employees.
In a "Midyear 2020 Advocacy Report," FIA highlighted efforts to address the COVID-19 related economic and operational issues.
The Federal Financial Institutions Examination Council encouraged financial institutions to ease pressure on borrowers as initial loan accommodations in response to the COVID-19 pandemic near their end.
The SEC Division of Corporation Finance provided registrants a temporary process for securely transferring confidential information.