A broker-dealer settled FINRA charges for reporting inaccurate information and incorrect reporting times of trade executions to the Trade Reporting and Compliance Engine.

Federal Reserve Board Governor Lael Brainard highlighted the FRB's approach to digital currency and other technological innovation in the financial markets.

GAO recommended that FinCEN undertake additional procedures to implement and evaluate the effectiveness of geographic targeting orders for certain real estate transactions between 2016 and 2020.

A broker-dealer settled FINRA charges for failing to sufficiently supervise short-term trade recommendations made by one of its registered representatives.

FINRA warned members of a new imposter website that uses a domain name nearly identical to that of FINRA's, but contains an extra "n" (i.e., "finnra").