The Cabinet Regulatory Tracker is a list of effective dates and comment deadlines.

An investment adviser settled SEC charges for failing to disclose to its clients compensation that its affiliated broker received for investments recommended to them by the adviser.

The CFTC issued two separate proposals to amend the uncleared swap margin requirements.

President Donald J. Trump nominated Robert Benedict Bowes, currently serving at the Department of Housing and Urban Development, to replace CFTC Commissioner Brian D. Quintenz.

The Federal Reserve Board, FDIC, National Credit Union Administration and OCC (each, an "Agency") explained the circumstances under which an Agency will issue a mandatory cease and desist order or initiate an enforcement action for violating Bank Secrecy Act and AML requirements.