In testimony before the House Financial Services Committee, FDIC Chair Jelena McWilliams reviewed the agency's response to economic risks posed by COVID-19.
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The SEC Division of Investment Management is seeking feedback on the definition of "qualified custodian" under the SEC's "Custody Rule".
The SEC is seeking comment on a proposed substituted compliance determination for German firms that register as security-based swap dealers.
SEC Commissioners encouraged the Small Business Advisory Committee to consider the SEC proposed "finders" exemption from broker-dealer registration.
CFTC amendments to the reporting requirements for CPOs and CTAs and Form CPO-PQR were published in the Federal Register.