The CFTC Division of Market Oversight extended previously issued relief to swap execution facilities from certain requirements related to post-execution allocation information.
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22393 News Results
SEC Chair Jay Clayton announced that he will be stepping down at the end of 2020.
Three investment advisory firms and two dually registered broker-dealer and advisory firms settled SEC charges for improper sales of volatility-linked exchange-traded products.
DOL amendments to the "investment duties" regulation were published in the Federal Register.
The Cabinet Regulatory Tracker is a list of comment deadlines, effective dates, expiration dates and compliance dates.