The MSRB is seeking comment on a draft amendment to MSRB suitability regulations that would require bank dealers to comply with SEC Regulation Best Interest.

The CFPB proposed a delay - from July 1, 2021 to October 1, 2022 - for compliance with an amended definition of the General Qualified Mortgage category under the Truth in Lending Act.

An SEC final rule that amends the advertising and cash solicitation rules, the books and records rule, and Form ADV under the Advisers Act was published in the Federal Register.

NFA approved the adoption of a new interpretive notice that requires CFTC-registered firms that outsource regulatory obligations to implement a written supervisory framework governing the outsourcing arrangements.