The CFPB adopted an interpretive rule providing that sex discrimination, including discrimination on the basis of sexual orientation and gender identity, by lenders is prohibited.
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NFA proposed to require a CPO to notify NFA upon an event that may affect the ability of its pool to fulfill its obligations to pool participants.
In new guidance, FINRA offered recommendations on investment companies' use of sales charge discounts and waivers on investment company products.
FinCEN provided (i) information to financial institutions on illicit activity associated with trade in antiquities and works of art, and (ii) related instructions for filing suspicious activity reports.
The U.S. Senate Banking, Housing and Urban Development Committee considered testimony on the recent "tech-induced" stock market volatility involving GameStop.