The OCC, Treasury, Federal Reserve Board and FDIC proposed a joint rulemaking to establish requirements for tax allocation agreements between institutions and their holding companies in a consolidated tax filing group.

The Council of Institutional Investors provided the SEC with feedback on its semiannual regulatory agenda with a focus on investor protection, corporate disclosure, and market systems and structure.

The Chicago Mercantile Exchange Group began publishing a new term SOFR reference rate for one-month, three-month and six-month tenors.

A firm settled FINRA charges for negligently misrepresenting cost basis information on numerous Forms 1099 and customer account statements.