Commentary by Steven Lofchie
SIFMA, the Investment Company Institute and the DTCC outlined their planned collaborative effort to accelerate the U.S. securities settlement cycle from T+2 to T+1.
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22393 News Results
Commentary by Steven Lofchie
The CFPB delayed the compliance date for an amendment to the definition of the General Qualified Mortgage category under the Truth in Lending Act.
OFAC amended and reissued Somalia Sanctions Regulations in their entirety.
A trading firm settled NYSE Arca charges for incorrectly calculating net capital.
An equities market maker settled NYSE Arca charges for "failing to maintain continuous two-sided trading interest."