The FDIC, the Federal Reserve Board and the OCC provided a due diligence guide to aid community banks with their risk assessments of FinTech companies.

The Chief Economist for the MSRB analyzed the effect of electronic trading technology by comparing trading activity on alternative trading systems with broker's broker platforms.

FINRA proposed to delay, from October 26, 2021 to January 26, 2022, the implementation of amendments imposing margin requirements on "Covered Agency Transactions."

A London-based bank settled potential civil liability with OFAC for alleged violations of the now-rescinded sanctions program that banned U.S. exports of any goods, technology, or services to Sudan.