The Treasury's Federal Insurance Office requested public input to help "inform FIO’s assessment of the implications of climate-related financial risks for the insurance sector."
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In remarks before the European Parliament Committee on Economic and Monetary Affairs, SEC Chair Gary Gensler described investor protection implications of evolving financial technologies.
An MSRB proposal was published in the Federal Register that would narrow the scope of the annual customer notification requirements under MSRB rules on delivery of investor brochures and transactions with sophisticated municipal market professionals.
An SEC request for information and comment on the use of digital engagement practices by broker-dealers and investment advisers was published in the Federal Register.
Two CFPB final rules on debt collection communications will go into effect on November 30, 2021.