Commentary by Steven Lofchie
In testimony before the U.S. Senate Banking Committee, SEC Chair Gary Gensler weighed in on market structure, predictive data analytics, issuers and issuer disclosure, and funds and investment management.
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Commentary by Steven Lofchie
The Cabinet Regulatory Tracker is a list of comment deadlines, expiration dates and effective dates.
SIFMA and SIFMA Asset Management Group urged an 18-month period to implement margin requirements for "covered agency transactions" under FINRA rules.
A FINRA proposal to delay the implementation of amendments imposing margin requirements on "Covered Agency Transactions" under FINRA Rule 4210 was published in the Federal Register. Comments on the delay may be submitted until October 5, 2021.
President Joseph R. Biden will nominate CFTC Commissioner Rostin Behnam to serve as the new CFTC Chair. He also named new nominees to serve as Commissioners on the CFTC and FTC.