ISDA published guidance on how implementation of the 2021 Interest Rate Definitions may impact regulatory transaction reporting.

FINRA proposed extending through calendar year 2022, temporary relief allowing for remote inspections.

A broker-dealer settled NYSE and NYSE Arca charges for failing to maintain continuous, two-sided trading interest when acting as a Supplemental Liquidity Market Maker and Designated Market Maker.

The Supreme Court of the State of New York issued a "Default Judgment for Permanent Injunction" against a digital asset trading company for trading cryptocurrencies without registering as a broker-dealer, and for failing to disclose to investors certain fees associated with the cryptocurrency trading.

Three media companies settled SEC charges for conducting unregistered stock and digital asset securities offerings.