In remarks at the Structured Finance Association Conference, Federal Reserve Board Vice Chair for Supervision Randal K. Quarles warned that the FRB will intensify its focus on financial institutions' transition planning as LIBOR cessation nears.
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IOSCO's fifth annual World Investor Week will focus on sustainable finance, and fraud and scams prevention.
FinCEN extended the Foreign Bank and Financial Accounts reporting deadline for filers affected by certain severe weather events. The relief was extended from October 15, 2021, to December 31, 2021.
The U.S. House Financial Services Committee considered legislation to expand and reinforce the SEC's authority to pursue its "mission [] to (1) protect investors; (2) maintain fair, orderly, and efficient markets; and (3) facilitate capital formation."
A FINRA proposal to establish administrative and delivery fees for the new Municipal Advisor Principal Examination was published in the Federal Register.