The DOJ established a National Cryptocurrency Enforcement Team to investigate and prosecute criminal activity involving cryptocurrency.
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22386 News Results
The FINRA Investor Education Foundation found persistent disparities in taxable investment account ownership among various racial and ethnic groups.
The SEC extended the time to consider a proposed amendment to the Consolidated Audit Trail National Market System Plan. The amendment would implement a revised funding model for the Consolidated Audit Trail and impose a related fee schedule.
The Alternative Reference Rates Committee summarized its recommendations to date for spread-adjusted fallbacks for contracts that reference U.S. dollar LIBOR.
FINRA proposed requirements for members to produce quarterly order routing disclosure reports for OTC equity securities submitted on a held basis.