The Institutional Limited Partners Association urged the SEC to require private fund advisers to report, on a quarterly basis, direct and indirect fees, carried interest, expenses and fee offsets.

The SEC disapproved proposed amendments to the National Market System Plan Governing the Consolidated Audit Trail ("CAT"). The amendments would have provided for limited liability to industry members reporting to the CAT, and limited the liability of the Operating Committee and its participants in the case of a systems breach or misuse.

A broker-dealer settled Nasdaq Stock Market LLC charges that its "market access" controls were deficient.

FinCEN renewed a Geographic Targeting Order requiring title insurance companies to collect and report beneficial ownership information for certain residential real estate purchases.

The CFPB named Lorelei Salas as the new Assistant Director for the Office of Supervision Policy and Acting Assistant Director for Supervision, and Eric Halperin as the new Assistant Director for the Office of Enforcement.