The Federal Housing Finance Agency proposed additional standardized public disclosure requirements for Fannie Mae and Freddie Mac.
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The North American Securities Administrators Association reported that "most of the Reg BI firms examined in this initiative have remained fairly stagnant and continue to operate precisely the same under Reg BI as they had under the suitability rule."
In remarks before the Securities Enforcement Forum, SEC Chair Gary Gensler echoed first SEC Chair Joseph Kennedy's assertion that the SEC "will make war without quarter on any who sell securities by fraud or misrepresentation."
At the American Fintech Council's Fintech Policy Summit 2021, OCC Acting Comptroller of the Currency Michael J. Hsu warned of the risks of keeping cryptocurrency outside of the bank regulatory system.
In new guidance contained in a Staff Legal Bulletin, the SEC Division of Corporation Finance rescinded previous guidance and narrowed corporate boards' ability to exclude proposals related to matters of "significant social policy" from a company's proxy statement.