The Federal Reserve Bank of New York launched a New York Innovation Center "to validate, design, build, and launch new financial technology products and services for the central bank community."

A firm settled NYSE American charges for engaging in anticipatory hedging after acquiring undisclosed information regarding an imminent option transaction.

NFA proposed amendments to its financial reporting requirements for swap dealers that are also subject to SEC financial reporting requirements.

OFAC amended a general license authorizing certain transactions and activities involving Petróleos de Venezuela, S.A. that are necessary for the maintenance or the wind down of operations.

An SEC proposal to amend its proxy voting advice rules was published in the Federal Register. Comments on the proposal must be submitted by December 27, 2021.