Commentary by Steven Lofchie
At a meeting of the Investor Advisory Committee, SEC Chair Gary Gensler and SEC Commissioner Hester Peirce continued their debate on the SEC's approach to crypto regulation.
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Commentary by Steven Lofchie
The SEC charged a former pharmaceutical company CFO, along with his former romantic partner, for trading on the company's stock using insider information.
The SEC amended certain annual reporting and registration forms to implement disclosure requirements under the Holding Foreign Companies Accountable Act. The Act requires the SEC to determine whether a registered issuer has engaged an accounting firm in a foreign jurisdiction that the Public Company Accounting Oversight Board is not able to inspect.
The Treasury Department imposed new sanctions designating individuals and entities for undermining democratic freedoms, violating human rights, and enabling corruption in Belarus.
The Interest Rate Benchmark Reform Subcommittee of the CFTC Market Risk Advisory Committee selected December 13, 2021 as the date for switching interdealer trading conventions for U.S. dollar newly executed cross-currency derivatives from LIBOR to SOFR.