SEC Solicits Comments on Continuing Education Requirements for Security Futures (Fed. Reg.)

The SEC requested comments on FINRA's proposal to amend NASD Rule 1022 ("Categories of Principal Registration") and NASD Rule 1032 ("Categories of Representative Registration"). The proposal would remove the deadline before which eligible registrants must complete the firm-element continuing education requirement to engage in a security futures business. The SEC request for comments was published in the Federal Register.

Comments must be submitted by January 11, 2016.