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SEC Sets Compliance Seminar

The SEC will hold its Compliance Outreach Program National Seminar for Investment Advisers and Investment Companies on November 19, 2026.

The seminar to help chief compliance officers and senior personnel strengthen their compliance programs will be livestreamed on SEC.gov.

Primary Sources

  1. Event: 2026 Compliance Outreach Program National Seminar for Investment Advisers and Investment Companies
  2. SEC Website
  3. Press Release: SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers

Tags

Regulated Activities
Supervision / Compliance
Regulated Entities
Adviser / CTA / CPO
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
SEC