NFA Notice I-13-29: U.S. Government Shutdown - CFTC Emergency Contacts

In response to the U.S. government shutdown and the subsequent shutdown of many government agencies, the CFTC Division of Swap Dealer and Intermediary Oversight requested that the NFA distribute information to its Mmembers regarding the "excepted" CFTC personnel who are still available to be contacted in emergency situations.In the event of an emergency, firm members can contact the following personnel:

• Gary Barnett, CFTC Director of Division of Swap Dealer and Intermediary Oversight (gbarnett@cftc.gov);
• Kevin Piccoli, CFTC Deputy Director of Examinations (kpiccoli@cftc.gov);
• Erik Remmler, CFTC Deputy Director of Registration and Compliance (eremmler@cftc.gov); and
• Tom Smith, CFTC Deputy Director of Capital and Margin (tsmith@cftc.gov).

See: NFA Notice I-23-29.