Weekly Roundup of Exchange Rules by Category

Click on the links below to view SEC notices of exchange rule changes and proposals for the week of September 4 to September 8, 2017.

Corporate Governance

• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation of SR-ISE-2017-32 (Release No. 34-81555; File No. SR-ISE-2017-80; September 8, 2017); see also Exhibit 5

• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Its Rules to Make Technical and Conforming Updates, in Connection with the Merger of NYSE Arca Equities, Inc. with and into the Exchange's Affiliate NYSE Arca, Inc. and the Name Change of NYSE National, Inc. (Release No. 34-81548; File No. SR-NYSE-2017-44; September 7, 2017); see also Exhibit 5

Fees, Fines, Rebates & Claims

• DTC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Discount to the Pricing Schedule for Special Requests for Security Position Reports Relating to Municipal Security Issues (Release No. 34-81554; File No. SR-DTC-2017-017; September 8, 2017); see also Exhibit 5

• NSCC: Notice of No Objection to an Advance Notice to Expand the Application of the Family-Issued Securities Charge (Release No. 34-81545; File No. SR-NSCC-2017-804; September 7, 2017)

• NSCC: Order Approving Proposed Rule Change to Expand the Application of the Family-Issued Securities Charge (Release No. 34-81550; File No. SR-NSCC-2017-010; September 7, 2017)

• NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Its Price List (Release No. 34-81547; File No. SR-NYSEAMER-2017-11; September 7, 2017); see also Exhibit 5

• NYSEAMER: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule (Release No. 34-81549; File No. SR-NYSEAMER-2017-08; September 7, 2017); see also Exhibit 5

Market Data

• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Delay the Implementation of Its Recently Approved Rule Requiring Listed Companies to Provide Advance Notice of Dividend or Stock Distribution Announcements to the Exchange (Release No. 34-81531; File No. SR-NYSE-2017-43; September 5, 2017); see also Exhibit 5

Products and Listings

• Bats BZX: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, under Exchange Rule 14.11(c) (Release No. 34-81558; File No. SR-BatsBZX-2017-46; September 8, 2017)

• NYSE Arca: Notice of Withdrawal of a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201 (Release No. 34-81538; File No. SR-NYSEArca-2016-176; September 6, 2017)

Trading & Trade Reporting

• NASDAQ: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 4702 and 4754 Relating to the Nasdaq Closing Cross and to Make Other Related Changes (Release No. 34-81556; File No. SR-NASDAQ-2017-061; September 8, 2017)

• NYSEAMER: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Commentary .06 to Rule 980NY to Enhance the Price Protections for Complex Orders Executed on the Exchange (Release No. 34-81537; File No. SR-NYSEAMER-2017-07; September 6, 2017); see also Exhibit 5

• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Commentary .06 to NYSE Arca Rule 6.91-O to Enhance the Price Protections for Complex Orders Executed on the Exchange (Release No. 34-81539; File No. SR-NYSEArca-2017-93; September 6, 2017); see also Exhibit 5