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SEC Grants Approval to Proposed FINRA Rule Changes Relating to ATS Volume (Fed. Reg.)

The SEC approved amendments to FINRA Rule 4553 ("Fees for ATS Data") eliminating access fees to alternative trading system ("ATS") volume information. The SEC Order was published in the Federal Register.

See: 80 FR 39811; SEC Notice.Related News: FINRA Proposes Rule Changes to Expand ATS Transparency Initiative (June 25, 2015).

Tags

Regulated Activities
Fees to Customers Trading
Sub-Activity
Regulation ATS
Regulated Entities
Markets
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
SEC