Numerous Immediately Effective Securities SRO Rule Changes
New SRO rules and rule proposals have been announced by the SEC. Click on the links below to view the SEC's notice of each rule change and proposal.
- BATS: Effective Immediately - Rule Change Related to Fees for Use of BATS Exchange, Inc. (See also: Exhibit 5)
- BATS: Effective Immediately - Rule Change to Extend the Penny Pilot Program (See also: Exhibit 5)
- BOX: Effective Immediately - Rule Change to Extend the Penny Pilot Program and Amend Rule 7050 (See also: Exhibit 5)
- BYX: Effective Immediately - Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. (See also: Exhibit 5)
- ISE: Proposed Rule Change Related to Market-Maker Risk Parameters and Complex Orders (See also: Exhibit 5)
- MIAX: Effective Immediately - Rule Change to Extend the Penny Pilot Program (See also: Exhibit 5)
- NASDAQ OMX BX: Effective Immediately - Rule Change to Extend the Penny Pilot Program
- NYSE Arca: Effective Immediately - Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 to Extend the Penny Pilot in Options Classes in Certain Issues through December 31, 2013 (See also: Exhibit 5)
- NYSEMKT: Effective Immediately - Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY to Extend the Penny Pilot in Options Classes in Certain Issues through December 31, 2013 (See also: Exhibit 5)
- PHLX: Effective Immediately - Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted