Weekly Roundup of Exchange Rules by Category

Click on the links below to view SEC notices of exchange rule changes and proposals for the week of May 8 to May 12, 2017.

Clearance & Settlement

• LCH SA: Notice of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Add Rules Related to the Clearing of CDX.NA.HY CDS (Release No. 34-80666; File No. SR-LCH SA-2017-005; May 11, 2017)

• NASDAQ OMX BX: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Shorten the Settlement Cycle from T+3 to T+2 (Release No. 34-80640; File No. SR-BX-2017-013; May 10, 2017)

Fees, Fines, Rebates & Claims

• Bats BYX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees (Release No. 34-80645; File No. SR-BatsBYX-2017-12; May 10, 2017); see also Exhibit 5

• Bats BZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform (Release No. 34-80629; File No. SR-BatsBZX-2017-29; May 9, 2017); see also Exhibit 5

• Bats BZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees (Release No. 34-80641; File No. SR-BatsBZX-2017-28; May 10, 2017); see also Exhibit 5

• Bats EDGA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees (Release No. 34-80653; File No. SR-BatsEDGA-2017-12; May 11, 2017); see also Exhibit 5

• Bats EDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equity Options Platform (Release No. 34-80658; File No. SR-BatsEDGX-2017-21; May 11, 2017); see also Exhibit 5

• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-80644; File No. SR-CBOE-2017-038; May 10, 2017); see also Exhibit 5

• GEMX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Schedule of Fees to Amend Pricing Related to Options Overlying NDX and MNX (Release No. 34-80636; File No. SR-GEMX-2017-05; May 10, 2017); see also Exhibit 5

• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchanges Schedule of Fees to Amend Pricing Related to Options Overlying NDX and MNX (Release No. 34-80637; File No. SR-ISE-2017-35; May 10, 2017); see also Exhibit 5

• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (Release No. 34-80632; File No. SR-NYSEArca-2017-50; May 9, 2017); see also Exhibit 5

Market Data and Reporting

• CHX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program (Release No. 34-80647; File No. SR-CHX-2017-07; May 10, 2017); see also Exhibit 5

• FINRA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6191 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program (Release No. 34-80646; File No. SR-FINRA-2017-010; May 10, 2017); see also Exhibit 5

• IEX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 11.340 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program. (Release No. 34-80650; File No. SR-IEX-2017-12; May 10, 2017); see also Exhibit 5

• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.46 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program (Release No. 34-80651; File No. SR-NYSEArca-2017-49; May 10, 2017); see also Exhibit 5

• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 67 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program (Release No. 34-80642; File No. SR-NYSE-2017-19; May 10, 2017); see also Exhibit 5

• NYSE MKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend Rule 67-Equities to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program (Release No. 34-80648; File No. SR-NYSEMKT-2017-24; May 10, 2017); see also Exhibit 5

Miscellaneous

• FINRA: Notice of Filing of a Proposed Rule Change Relating to Expediting List Selection in Arbitration (Release No. 34-80634; File No. SR-FINRA-2017-009; May 9, 2017); see also Exhibit 5

Trading & Trade Reporting

• ICE EU: Notice of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the CDS End-of-Day Price Discovery Policy (Release No. 34-80631; File No. SR-ICEEU-2017-006; May 9, 2017)

• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4702 (Order Types) (Release No. 34-80630; File No. SR-NASDAQ-2017-043; May 9, 2017); see also Exhibit 5

• NYSE MKT: Notice of Filing of Proposed Rule Change to Harmonize the Requirements of the NYSE MKT Company Guide with Respect to Periodic Reporting with Those of the NYSE (Release No. 34-80619; File No. SR-NYSEMKT-2017-23; May 8, 2017); see also Exhibit 5