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FINRA Proposed Rule Change to Amend the Security Futures Risk Disclosure Statement (Fed. Reg.)

A FINRA rule change relating to amending the securities futures risk disclosure statement (the "Statement") was published in the Federal Register. The original Statement was approved by the SEC in 2002, and the first supplement to the Statement was added in 2010. FINRA is proposing a second supplement to the Statement to accommodate proposed changes by OneChicago, LLC to list a product with a physical delivery settlement cycle shorter than three business days. The proposed supplement is intended to be read in conjunction with the Statement.

Comments must be submitted by May 16, 2014.

See: 79 FR 23034.Related news: FINRA Proposes Rule to Amend Security Futures Risk Disclosure Statement (April 8, 2014).See generally: FINRA Rule Calendar (accessible to Cabinet subscribers only).

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