FINRA-Proposed Rule Change Relating to Reporting and Market Participant Identifier Requirements for ATSs (Fed. Reg.)

FINRA published in the Federal Register proposed amendments to multiple FINRA Rules with the SEC in order to revise the reporting and market participant identifier ("MPID") requirements applicable to alternative trading systems ("ATSs").

The amendments would revise FINRA Rules 4552 ("Alternative Trading Systems - Trading Information for Securities Executed within the Alternative Trading System"), 6160 ("Multiple MPIDs for Trade Reporting Facility Participants"), 6170 ("Primary and Additional MPIDs for Alternative Display Facility Participants"), 6480 ("Multiple MPIDs for Quoting and Trading in OTC Equity Securities") and 6720 ("Participation in TRACE").

See: 79 FR 21316.Related news: FINRA Proposes Rule Change Relating to Reporting and Market Participant Identifier Requirements for ATSs (April 3, 2014).To stay up to date with FINRA and other SRO rule changes, please see the Cabinet's Rule Calendars (accessible to Cabinet subscribers only).