SEC Requests Comments on Extended Application of FINRA Rules to Security-Based Swaps (Fed. Reg.)
The SEC solicited comments on FINRA's proposal to extend the expiration date for FINRA Rule 0180 ("Application of Rules to Security-Based Swaps") until February 11, 2017. The SEC's request for comments was published in the Federal Register.
Comments on the FINRA proposal must be submitted by February 3, 2016.
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FINRA proposed that the expiration date for FINRA Rule 0180 ("Application of Rules to Security-Based Swaps") be extended to February 11, 2017. FINRA Rule 0180 temporarily limits, with certain exceptions, the application of FINRA rules with respect to security-based swaps.
