FINRA Proposes Revisions to Sales Supervisor Examination (Fed. Reg.)

FINRA's proposed revisions to the content outline and selection specifications for the General Securities Sales Supervisor Examination ("Series 9/10") were published in the Federal Register.

The proposed revisions would (i) update the material in order to reflect changes in the laws, rules and regulations covered by the examination, (ii) to incorporate the functions and associated tasks performed currently by a General Securities Sales Supervisor, and (iii) make changes to the format of the content outline. FINRA reported that it has not proposed any textual changes to its By-Laws, Schedules to the By-Laws, or Rules.

Comments on the revisions are due by January 28, 2016.