Chief Legal Architect and a co-founder of Caffrey.AI
Steven Lofchie is the Chief Legal Architect and a co-founder of Caffrey.AI, an AI platform built for law firms, banks, and the financial regulatory industry. He is also a partner at Norton Rose Fulbright, where he advises financial institutions on securities laws, the Commodity Exchange Act, and broker-dealer regulation. Ranked by Chambers USA every year since 2007, he is the author of “Lofchie’s Guide to Broker-Dealer Regulation,” long considered the leading treatise on the subject.
Recent Articles & Comments
Compare and contrast Commissioner Peirce's skeptical statement on ESG disclosure with Commissioner Stein's (see also Cabinet commentary ). There are tremendous benefits to this open dialogue and the fact that the two Commissioners have clearly articulated opposing views.
Compare and contrast Commissioner Peirce's skeptical statement on ESG disclosure with Commissioner Stein's (see also Cabinet commentary ). There are tremendous benefits to this open dialogue and the fact that the two Commissioners have clearly articulated opposing views.