The Congressional Research Service reviewed the impacts of economic sanctions on Russia since the invasion of Ukraine in February 2022.
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The SEC Division of Corporation Finance provided guidance in the form of a "sample letter" to companies obligated to disclose the impacts that Russia's invasion of Ukraine "have had or may have on their business."
The Congressional Research Service reviewed cryptocurrency practices for possible Russia sanctions evasion.
Two FINRA-registered funding portals settled FINRA charges for failure to comply with securities regulations pertaining to protection of crowdfunding investors.
A broker-dealer settled FINRA charges for failing to institute financial risk management controls when providing market access to affiliated organizations.