Elon Musk and the Musk Revocable Trust agreed to settle SEC charges for failing to timely file beneficial ownership reports, as required, after acquiring more than five percent of the outstanding shares of Twitter, Inc..

The House Financial Services Committee will mark up six bills covering artificial intelligence, banking technology, elder protection, and price stability at a meeting on May 13, 2026.

SEC Commissioner Mark T. Uyeda criticized "random acts of regulatory enforcement dressed up as broken windows enforcement," saying it undermined the regulatory predictability that efficient markets require.

FINRA fined a broker-dealer for failing to reasonably supervise recommendations of Class A mutual funds and Unit Investment Trusts.

The FTC warned a mortgage services company that its blanket use of noncompete agreements may violate federal antitrust law.