The SEC adopted final rules and form amendments to require certain financial documents to be filed electronically through the SEC's EDGAR system.

OFAC "tightened" sanctions on Russian elites who had attempted to evade previous sanctions. OFAC published four new or amended General Licenses in connection with these actions.

A broker-dealer settled FINRA charges for overstating its advertised trading volume and related supervisory failures.

The CFTC filed a Complaint against a crypto trading firm for providing false or incomplete statements of material facts as the CFTC was evaluating a proposal to list and trade bitcoin futures.