The CFTC Division of Data reminded market participants of their obligation to correct errors in data submitted to a swap data repository.
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The Congressional Research Service examined the regulatory framework for stablecoins and reviewed options for legislators and regulators.
A broker-dealer settled FINRA charges for failing to correctly indicate short sale identifiers when reporting to the FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility.
A broker-dealer settled FINRA charges for failing to ensure intermarket sweep orders were routed to the correct market centers.
The SEC Office of Investor Education and Advocacy warned investors of risks associated with extended-hours trading.