The SEC proposed rule amendments to narrow the bases upon which an issuer can exclude shareholder proposals.
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22374 News Results
The SEC adopted final amendments to its rules governing proxy voting advice and the standards of liability that apply.
The CFPB filed a Complaint against a payday lender, alleging that the company (i) concealed the option of a free repayment plan to consumers struggling to repay their short-term, high-cost loans and (ii) "made electronic withdrawals of consumers’ money without their authorization."
NASAA requested comment on proposed revisions to its Statement of Policy Regarding Real Estate Investment Trusts. The deadline for public comment is August 11, 2022.
The MSRB proposed to amend its rule on CUSIP Numbers to better align the requirements for applying for a CUSIP number with the actual process for obtaining one.