The SEC Office of Investor Education and Advocacy cautioned investors of the risks involved in purchasing securities sold in private placements.
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The CFTC Market Participants Division extended no-action relief from certain capital and financial reporting requirements for non-bank swap dealers domiciled in Japan, Mexico, the UK and the EU.
Federal Reserve Board Governor Michelle W. Bowman reviewed the FRB's response to emerging financial technologies in the banking industry.
Senate Banking Committee Ranking Member Pat J. Toomey (R-PA) criticized the FDIC for "improperly taking action to deter banks from doing business with lawful cryptocurrency-related companies."
The Managed Funds Association criticized the SEC's proposal to require that investment advisers include ESG disclosures in financial reports, saying the disclosure may cause unintended "greenwashing" and is a "problematic and material departure from the existing SEC disclosure framework."