Three municipal bond underwriters settled SEC charges for failing to provide sufficient disclosure to investors in connection with the sale of municipal securities.

OFAC issued four FAQs related to a previously sanctioned virtual currency mixer used in facilitating illicit activities for OFAC-sanctioned entities.

Assistant Attorney General Jonathan Kanter reported that the DOJ Antitrust Division is engaging the entire merger staff of both the DOJ and FTC in anticipation of issuing new draft merger guidelines.

An investment adviser settled SEC charges for failing to conduct suitability reviews in fee-based advisory accounts, contrary to its Form ADV filing.

The Federal Reserve Board encouraged whistleblowers to report any instances of misconduct by FRB-supervised banking organizations.