The CFTC updated two Orders to exempt three additional Singapore-based trading platforms and four additional EU-based trading platforms from having to register as swap execution facilities.

CFTC Commissioner Christy Goldsmith Romero said that because digital assets present similar financial stability risks compared to traditional assets, like policies that are applied to traditional finance should also apply to digital finance.

The SEC adopted amendments designed to tailor mutual fund and exchange-traded fund disclosures to the needs of retail investors by updating the standards of information required in annual and semi annual reports.

The SEC adopted a rule requiring exchanges to establish listing standards that require issuers to develop and implement a policy on clawing back compensation that was awarded erroneously based on incorrect financial statements.

The SEC proposed a new rule establishing minimum standards that investment advisers would be required to meet prior to outsourcing certain services or functions.