A broker-dealer settled FINRA charges for misreporting the covered quantity of OTC short positions to the Large Options Position Report.

OFAC issued a revised General License authorizing energy-related transactions with certain entities through 12:01 a.m. May 15, 2023. The previous version of the GL, authorized such transactions through December 5, 2022.

The MSRB proposed amendments to MSRB Rule G-32 to standardize deadlines for underwriters to submit information on Form G-32 for all types of offerings.

Senators Sherrod Brown (D-OH), Debbie Stabenow (D-MI) and John Boozman (R-AR) responded to the collapse of crypto exchange FTX by urging Congress to pass digital assets legislation.

The CFPB warned that, under the Fair Credit Reporting Act, consumer reporting companies and the entities that furnish information to them cannot "impose obstacles that deter submission of disputes" and can be held liable for failing to investigate disputes.