Sia Partners, a global management consultancy, conducted an independent study identifying key market concerns over an SEC proposal that would require U.S. Treasury security transactions and repos to be centrally cleared.
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The SEC proposed rule amendments that "modernize" filing procedures through the use of electronic filings. The amendments impact numerous rules and forms.
A CPO/CTA, operating a pool that invests in digital assets, settled CFTC charges for late and inaccurate statements to pool participants and NFA, and related supervisory violations.
SEC Commissioner Mark T. Uyeda criticized the SEC’s current regulatory approach, stating that recent rulemakings have been focused on “unrealistic expectations of how the world functions and how it ought to be.”
CRS reviewed (i) the legal development of bridge banks, (ii) how bridge banks currently operate, and (iii) areas for potential legislative and regulatory reform.